Our firm handles securities arbitration cases on behalf of investors throughout the United States. We affiliate with local counsel in those states where we are not admitted, as required by local rules. e-maili turundus
Our protocol for evaluating cases is as follows:
We do not accept cases where the losses are not at least $250,000.
We ask all new clients to send copies of their monthly brokerage statements, and all correspondence between themselves and their brokers to us for review. We retain the services of an outside expert to review and analyze the brokerage statements. While this review varies from case to case, it usually covers the following items: B141XN04 V.7 REPLACEMENT LAPTOP LCD SCREEN
- Monthly Asset Flows
- Profit and Loss Analysis
- Account Performance (Compared to industry accepted benchmarks)
- Turnover Analysis
- Risk Assessment
- Beta
- Standard Deviation Spreadsheet Showing Trades Marked "Unsolicited"
The expert prepares a comprehensive report, with spreadsheets, which we review and share with the client.
The cost of this report, and the cost of an evaluation of the merits of a potential claim, is typically $2500, although it may be more expensive, depending on the number of the transactions and the complexity of the analysis required. custom term paper
The expert can usually prepare this report within 10 days to two weeks from receipt of the confirmation statements.
After we receive and review the report, we are then in a position to advise if there is a viable claim which we would be willing to pursue on a contingent fee or other basis. If there is, we advise the client and, at that time, enter into a formal retainer agreement. The client is responsible for paying all expenses incurred by us in prosecuting the arbitration, including the filing fees charged by the NASD and the NYSE. These fees vary depending on the amount of the claim. lp154wp2
For more information, please contact us.
|